| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT CAPITAL (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2026-04-20 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | 就證券提供意見 | 2026-04-20 | - |
| RO | 證券交易 | 2026-04-20 | - | |
| ORIENT CAPITAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2026-01-19 | 2026-04-20 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2026-01-19 | 2026-04-20 |
| Rep | 證券交易 | 2026-01-19 | 2026-04-20 | |
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | 就機構融資提供意見 | 2022-10-17 | 2025-09-15 |
| RO | 就證券提供意見 | 2022-10-17 | 2025-09-15 | |
| RO | 證券交易 | 2022-10-17 | 2025-09-15 | |
| Rep | 就機構融資提供意見 | 2022-09-13 | 2022-10-17 | |
| Rep | 證券交易 | 2022-09-13 | 2022-10-17 | |
| SPDB International Capital Limited | RO | 證券交易 | 2016-05-13 | 2022-07-12 |
| RO | 就機構融資提供意見 | 2016-02-23 | 2022-07-12 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2013-01-09 | 2015-11-21 |
| RO | 證券交易 | 2013-01-09 | 2015-11-21 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | 就證券提供意見 | 2012-10-18 | 2013-02-22 |
| Rep | 證券交易 | 2012-10-18 | 2013-02-22 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | 就機構融資提供意見 | 2011-09-19 | 2012-08-21 |
| Rep | 證券交易 | 2011-09-19 | 2012-08-21 | |
| KGI CAPITAL ASIA LIMITED | Rep | 就機構融資提供意見 | 2008-06-03 | 2011-09-05 |
| Rep | 證券交易 | 2008-06-03 | 2011-09-05 | |
| AISANCE ASSET MANAGEMENT LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-06-03 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-03 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2004-06-03 | |
| KGI ASIA LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-03 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-06-03 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-03 | |
| Rep | 證券交易 | 2003-04-01 | 2008-05-16 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2004-06-03 |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-03 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2008-05-16 | |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | 提供自動化交易服務 | 2003-04-01 | 2003-07-21 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-06-03 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-06-03 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-06-03 | |
| Rep | 證券交易 | 2003-04-01 | 2008-05-16 |
已採集記錄中暫無金管局登記。