| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Asia Frontier Investments Limited | RO | 就證券提供意見 | 2011-10-24 | - |
| RO | 提供資產管理 | 2011-10-24 | - | |
| Rep | 就證券提供意見 | 2011-09-20 | 2011-10-24 | |
| Rep | 提供資產管理 | 2011-09-20 | 2011-10-24 | |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | RO | 就證券提供意見 | 2010-09-03 | 2011-09-03 |
| RO | 提供資產管理 | 2010-09-03 | 2011-09-03 | |
| RO | 證券交易 | 2010-09-03 | 2011-09-03 | |
| Asia Frontier Investments Limited | RO | 就證券提供意見 | 2009-04-28 | 2010-05-31 |
| RO | 提供資產管理 | 2009-04-28 | 2010-05-31 | |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就證券提供意見 | 2005-01-03 | 2007-12-31 |
| Rep | 提供資產管理 | 2005-01-03 | 2007-12-31 | |
| Rep | 證券交易 | 2005-01-03 | 2007-12-31 |