| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | RO | 證券交易 | 2025-07-02 | - |
| Rep | 證券交易 | 2022-03-14 | 2025-07-02 | |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2020-01-29 | - |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | Rep | 證券交易 | 2008-07-31 | 2009-04-02 |
| RO | 證券交易 | 2007-08-28 | 2008-07-31 | |
| SBI E2-CAPITAL PARTNERS LIMITED | RO | 就機構融資提供意見 | 2007-01-29 | 2007-07-29 |
| RO | 證券交易 | 2005-01-21 | 2007-12-06 | |
| STANHILL (HONG KONG) LIMITED | RO | 證券交易 | 2003-07-04 | 2005-06-03 |
| Rep | 證券交易 | 2003-06-05 | 2003-07-04 |
已採集記錄中暫無金管局登記。