| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | 就機構融資提供意見 | 2017-05-08 | 2017-07-04 |
| Rep | 就證券提供意見 | 2017-05-08 | 2017-07-04 | |
| Rep | 證券交易 | 2017-05-08 | 2017-07-04 | |
| RO | 就機構融資提供意見 | 2011-12-01 | 2017-05-08 | |
| RO | 就證券提供意見 | 2011-12-01 | 2017-05-08 | |
| RO | 證券交易 | 2011-12-01 | 2017-05-08 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2004-12-20 | 2006-04-28 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就機構融資提供意見 | - | 2004-01-05 |
| Rep | 證券交易 | - | 2006-04-28 |