| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Anuenue Securities Limited | Rep | 證券交易 | 2022-02-16 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2018-06-22 | 2019-07-10 |
| Rep | 證券交易 | 2018-01-24 | 2019-07-10 | |
| MIB FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2011-11-14 | 2017-07-13 |
| MIB SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2011-11-14 | 2017-07-13 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2006-07-21 | 2007-10-01 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2005-02-21 | 2006-06-29 |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2004-08-12 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-08-12 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-12 | |
| Rep | 證券交易 | 2003-04-01 | 2004-08-12 | |
| RBS Asia Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2003-04-01 | 2004-08-12 |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-08-12 | |
| Rep | 提供資產管理 | 2003-04-01 | 2004-08-12 | |
| Rep | 證券交易 | 2003-04-01 | 2004-08-12 |
金管局記錄暫時無法載入，請稍後重試。