| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PEGASUS FUND MANAGERS LIMITED | Rep | 就證券提供意見 | 2007-02-28 | 2008-09-22 |
| Rep | 提供資產管理 | 2007-02-28 | 2008-09-22 | |
| CELESTIAL COMMODITIES LIMITED | Rep | 期貨合約交易 | 2006-01-23 | 2006-10-31 |
| CELESTIAL SECURITIES LIMITED | Rep | 槓桿式外匯交易 | 2006-01-23 | 2006-10-31 |
| Rep | 證券交易 | 2006-01-23 | 2007-01-02 |