Personnel Hong Kong SFC License Details (ID 103338)

Personnel Hong Kong SFC License Details (ID 103338)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
BWC FOREX LIMITED	Rep	槓桿式外匯交易	2012-07-04	2012-12-20
Hafoo Securities Limited	Rep	證券交易	2012-07-04	2012-12-20
WILSON SECURITIES LIMITED	Rep	就證券提供意見	2012-07-04	2012-12-20
	Rep	證券交易	2012-07-04	2012-12-20
Success Securities Limited	Rep	就證券提供意見	2008-02-27	2008-10-09
Success Futures and Foreign Exchange Limited	Rep	期貨合約交易	2006-12-18	2008-10-09
	Rep	槓桿式外匯交易	2006-12-18	2008-10-09
Success Securities Limited	Rep	證券交易	2006-12-18	2008-10-09
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2006-06-20	2006-11-22
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	證券交易	2006-06-20	2006-11-22
	Rep	槓桿式外匯交易	2006-06-20	2006-11-22
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	證券交易	2005-02-03	2006-04-07
CINDA INTERNATIONAL FUTURES LIMITED	Rep	就期貨合約提供意見	-	2004-01-26
	Rep	提供資產管理	-	2004-01-26
	Rep	期貨合約交易	-	2006-04-07
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	就機構融資提供意見	-	2004-01-26
	Rep	提供資產管理	-	2004-01-26
	Rep	就證券提供意見	-	2006-04-07
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	槓桿式外匯交易	-	2006-04-07