| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited | Rep | 證券交易 | 2004-03-23 | 2004-12-08 |
| JS CRESVALE SECURITIES INTERNATIONAL LIMITED | Rep | 證券交易 | 2003-08-01 | 2003-12-17 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就機構融資提供意見 | - | 2003-05-03 |
| Rep | 就證券提供意見 | - | 2003-05-03 | |
| Rep | 提供資產管理 | - | 2003-05-03 | |
| Rep | 提供自動化交易服務 | - | 2003-05-03 | |
| Rep | 證券交易 | - | 2003-05-03 |