| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 就機構融資提供意見 | - | 2004-07-19 |
| Rep | 就證券提供意見 | - | 2004-07-19 | |
| Rep | 提供資產管理 | - | 2004-07-19 | |
| Rep | 證券交易 | - | 2004-09-14 | |
| TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. | Rep | 就機構融資提供意見 | - | 2003-11-07 |
| Rep | 就證券提供意見 | - | 2003-11-07 | |
| Rep | 提供資產管理 | - | 2003-11-07 | |
| Rep | 證券交易 | - | 2003-11-07 |