Personnel Hong Kong SFC License Details (ID 103417)

Personnel Hong Kong SFC License Details (ID 103417)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED	RO	提供資產管理	2022-10-14	-
FOUNDER SECURITIES (HONG KONG) LIMITED	RO	就證券提供意見	2022-10-14	-
FOUNDER FUTURES (HONG KONG) LIMITED	RO	期貨合約交易	2019-05-30	2021-12-13
FOUNDER SECURITIES (HONG KONG) LIMITED	RO	證券交易	2019-05-30	-
FOUNDER FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2019-04-03	2019-05-30
FOUNDER SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2019-04-03	2019-05-30
Soochow Securities International Brokerage Limited	RO	證券交易	2014-07-02	2019-03-03
Soochow Securities International Futures Limited	RO	期貨合約交易	2014-07-02	2019-03-03
Soochow Securities International Brokerage Limited	Rep	證券交易	2014-04-17	2014-07-02
Soochow Securities International Futures Limited	Rep	期貨合約交易	2014-04-17	2014-07-02
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	期貨合約交易	2012-06-25	2014-04-04
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	證券交易	2012-06-25	2014-04-04
RHB FUTURES HONG KONG LIMITED	Rep	期貨合約交易	2011-11-14	2012-06-19
RHB SECURITIES HONG KONG LIMITED	Rep	證券交易	2011-11-14	2012-06-19
Funderstone Securities Limited	Rep	證券交易	2006-09-22	2011-08-12
Funderstone Futures Limited	Rep	就期貨合約提供意見	2003-04-01	2005-01-24
	Rep	提供資產管理	2003-04-01	2005-01-24
	Rep	期貨合約交易	2003-04-01	2011-08-12