Liu, Kin Wah (SFC:ACZ490) 廖建華
證監會中央編號:ACZ490
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2007-08-21 | 2007-10-10 |
| CHIEF SECURITIES LIMITED | Rep | 證券交易 | 2004-04-21 | 2007-04-11 |
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | 槓桿式外匯交易 | - | 2003-11-05 |
| XinKong International Securities Limited | Rep | 就機構融資提供意見 | - | 2003-11-05 |
| Rep | 就證券提供意見 | - | 2003-11-05 | |
| Rep | 提供資產管理 | - | 2003-11-05 | |
| Rep | 提供自動化交易服務 | - | 2003-11-05 | |
| Rep | 證券交易 | - | 2003-11-05 |