| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ABCI Securities Company Limited | Rep | 證券交易 | 2006-03-27 | 2007-02-25 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2005-05-03 | 2006-03-09 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2005-05-03 | 2006-03-09 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2004-05-19 | 2005-01-04 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2004-05-19 | 2005-01-04 |