| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2013-03-20 | 2013-06-29 |
| PHOENIX CAPITAL MANAGEMENT LIMITED | RO | 就證券提供意見 | 2010-03-02 | 2012-05-31 |
| RO | 提供資產管理 | 2010-03-02 | 2012-05-31 | |
| CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED | RO | 就證券提供意見 | 2004-06-10 | 2005-02-17 |
| RO | 提供資產管理 | 2004-06-10 | 2005-03-02 | |
| Rep | 就證券提供意見 | 2004-05-24 | 2004-06-10 | |
| Rep | 提供資產管理 | 2004-05-24 | 2004-06-10 | |
| Vision Capital Investment Management Limited | Rep | 就期貨合約提供意見 | 2004-01-26 | 2004-07-30 |
| Rep | 就證券提供意見 | 2004-01-26 | 2004-07-30 | |
| Rep | 提供資產管理 | 2004-01-26 | 2005-03-02 | |
| Rep | 證券交易 | 2004-01-26 | 2005-03-02 |