Personnel Hong Kong SFC License Details (ID 103509)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
Blackhorn Wealth Management Limited	Rep	就證券提供意見	2024-12-05	-
	Rep	提供資產管理	2024-11-04	-
Linkways Asset Management Limited	Rep	提供資產管理	2023-12-28	2024-11-01
Linkways Investment Management Limited	Rep	期貨合約交易	2023-12-28	2024-11-01
	Rep	證券交易	2023-12-28	2024-11-01
MFG Limited (HK)	Rep	提供資產管理	2021-07-05	2023-09-30
	Rep	期貨合約交易	2021-07-05	2023-09-30
	Rep	證券交易	2021-07-05	2023-09-30
Ayers Alliance Securities (HK) Limited	Rep	證券交易	2014-05-08	2014-09-22
ICBC INTERNATIONAL FUTURES LIMITED	Rep	期貨合約交易	2009-08-10	2009-09-24
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	證券交易	2009-08-10	2009-09-24
RBC FUTURES SERVICES (ASIA) LIMITED	Rep	就期貨合約提供意見	2004-12-14	2005-04-25
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	就期貨合約提供意見	2004-12-14	2005-04-25
	Rep	就證券提供意見	2004-12-14	2005-04-25
	Rep	證券交易	2004-12-14	2005-04-25
RBC FUTURES SERVICES (ASIA) LIMITED	Rep	期貨合約交易	2004-12-09	2005-04-25
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	期貨合約交易	2004-12-09	2005-04-25
REFCO FOREX LIMITED	Rep	槓桿式外匯交易	2004-09-24	2004-11-11
ADMIS Hong Kong Limited	Rep	期貨合約交易	2004-07-27	2004-11-11
T G HOLBORN (HK) LIMITED	Rep	就證券提供意見	2004-03-31	2004-07-02