| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Vision Asset Management (HK) Limited | RO | 提供資產管理 | 2009-06-04 | 2014-12-02 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-02-02 | 2008-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-06-13 | 2008-11-01 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2006-06-13 | 2008-11-01 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2006-04-20 | 2006-06-27 |