| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Japaninvest (Hong Kong) Limited | Rep | 就證券提供意見 | 2011-03-14 | 2013-07-12 |
| BOCI SECURITIES LIMITED | RO | 證券交易 | 2007-02-13 | 2010-06-22 |
| Rep | 證券交易 | 2005-04-07 | 2007-02-13 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2004-08-21 |
| Rep | 就證券提供意見 | - | 2004-08-21 | |
| Rep | 提供資產管理 | - | 2004-08-21 | |
| Rep | 證券交易 | - | 2004-08-21 |