| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2005-11-01 | 2008-11-22 |
| RO | 證券交易 | 2005-05-06 | 2005-11-01 | |
| RBS Asia Securities (Hong Kong) Limited | Rep | 證券交易 | 2004-09-07 | 2005-02-04 |
| Credit Agricole Securities (Asia) Limited | Rep | 證券交易 | 2004-06-07 | 2005-05-06 |