| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 證券交易 | 2006-05-25 | 2007-08-11 |
| Rep | 就證券提供意見 | 2005-10-14 | 2007-08-11 | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2004-05-13 | 2005-05-03 |
| FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2003-09-03 |
| Rep | 就證券提供意見 | - | 2003-09-03 | |
| Rep | 提供資產管理 | - | 2003-09-03 | |
| Rep | 證券交易 | - | 2004-01-27 |