| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FWD Financial Planning Limited (HK) | Rep | 就證券提供意見 | 2011-06-07 | 2011-07-21 |
| Rep | 證券交易 | 2011-06-07 | 2011-07-21 | |
| FWD Life Insurance Company (Bermuda) Limited | Rep | 就證券提供意見 | 2008-10-28 | 2011-05-23 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就證券提供意見 | 2005-06-08 | 2008-08-29 |
| Manulife Investment Management (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2004-05-31 |
| Rep | 就證券提供意見 | - | 2004-05-31 | |
| Rep | 提供資產管理 | - | 2004-05-31 | |
| Rep | 證券交易 | - | 2005-05-10 |