| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Interactive Brokers LLC | RO | 槓桿式外匯交易 | 2007-03-19 | 2010-09-30 |
| Interactive Brokers Hong Kong Limited | RO | 期貨合約交易 | 2004-01-07 | 2010-09-30 |
| RO | 證券交易 | 2003-09-15 | 2010-09-30 | |
| Interactive Brokers LLC | RO | 期貨合約交易 | 2003-09-15 | 2010-09-30 |
| RO | 證券交易 | 2003-09-15 | 2010-09-30 | |
| TIMBER HILL HONG KONG LIMITED | RO | 期貨合約交易 | 2003-09-15 | 2004-12-17 |
| Interactive Brokers LLC | Rep | 就期貨合約提供意見 | - | 2003-07-22 |
| Rep | 提供資產管理 | - | 2003-07-22 | |
| Rep | 提供自動化交易服務 | - | 2003-07-22 | |
| Rep | 期貨合約交易 | - | 2003-09-15 |