| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EMPEROR FUTURES LIMITED | Rep | 期貨合約交易 | 2013-06-27 | 2021-03-26 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 證券交易 | 2013-06-27 | 2021-03-26 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | 期貨合約交易 | 2005-08-12 | 2007-07-27 |
| ENLIGHTEN FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-08-13 |
| Rep | 提供資產管理 | - | 2003-08-13 | |
| Rep | 期貨合約交易 | - | 2005-08-09 |