| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2004-12-13 | 2005-04-01 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2004-12-13 | 2005-04-01 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | 期貨合約交易 | 2004-09-21 | 2004-12-11 |
| Rep | 期貨合約交易 | 2003-12-15 | 2004-08-02 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 證券交易 | 2003-12-15 | 2004-12-11 |