Personnel Hong Kong SFC License Details (ID 103817)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
FULBRIGHT SECURITIES LIMITED	Rep	證券交易	2021-06-07	-
KGI ASIA LIMITED	Rep	證券交易	2017-10-03	2021-05-21
	Rep	證券交易	2016-09-02	2017-10-02
Merrill Lynch (Asia Pacific) Limited	Rep	證券交易	2015-07-20	2016-08-03
Merrill Lynch Far East Limited	Rep	證券交易	2015-07-20	2016-08-03
KGI ASIA LIMITED	Rep	證券交易	2013-06-20	2015-06-19
Glory Sun Securities Limited	Rep	證券交易	2013-05-20	2013-06-08
BGC SECURITIES (HONG KONG) LLC	Rep	證券交易	2011-11-07	2013-01-25
Credit Suisse (Hong Kong) Limited	Rep	證券交易	2007-06-05	2011-09-01
Credit Suisse Securities (Hong Kong) Limited	Rep	證券交易	2007-06-05	2011-09-01
SG SECURITIES (HK) LIMITED	Rep	提供自動化交易服務	2006-06-22	2007-06-01
	Rep	期貨合約交易	2006-06-22	2007-06-01
	Rep	證券交易	2006-06-22	2007-06-01
CLSA FUTURES LIMITED	Rep	就期貨合約提供意見	2003-04-01	2004-03-18
	Rep	提供資產管理	2003-04-01	2004-03-18
	Rep	期貨合約交易	2003-04-01	2006-05-30
CLSA LIMITED	Rep	就機構融資提供意見	2003-04-01	2004-03-18
	Rep	就證券提供意見	2003-04-01	2004-03-18
	Rep	提供資產管理	2003-04-01	2004-03-18
	Rep	證券交易	2003-04-01	2006-05-30