| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 證券交易 | 2014-09-18 | 2024-12-18 |
| Julius Baer (Hong Kong) Limited | Rep | 就證券提供意見 | 2009-03-13 | 2011-06-13 |
| Rep | 證券交易 | 2009-03-02 | 2011-06-13 | |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2009-02-04 | 2009-02-16 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-02-04 | 2009-02-16 |
| Rep | 證券交易 | 2009-02-04 | 2009-02-16 |