| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | Rep | 證券交易 | 2011-10-21 | 2012-01-04 |
| EDMOND DE ROTHSCHILD ASSET MANAGEMENT (HONG KONG) LTD. | Rep | 證券交易 | 2010-12-06 | 2011-06-18 |
| PEAK CAPITAL LIMITED (b2004-03-30) | Rep | 就證券提供意見 | 2010-06-01 | 2010-08-31 |
| Rep | 證券交易 | 2010-06-01 | 2010-08-31 | |
| PIONEER GLOBAL INVESTMENTS (HK) LIMITED | Rep | 就證券提供意見 | 2005-06-28 | 2010-03-31 |
| Rep | 證券交易 | 2005-06-28 | 2010-03-31 | |
| Bright Fund Management Limited | Rep | 就證券提供意見 | 2003-12-11 | 2005-06-21 |
| Rep | 證券交易 | 2003-12-11 | 2005-06-21 |