| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Chinese Strategic Asset Management Limited | Rep | 提供資產管理 | 2016-06-28 | 2017-01-31 |
| Japaninvest (Hong Kong) Limited | Rep | 就證券提供意見 | 2012-10-10 | 2013-03-14 |
| MUFG Securities Asia Limited | Rep | 就證券提供意見 | 2012-03-07 | 2012-07-04 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就證券提供意見 | 2005-04-04 | 2005-07-22 |
| CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2004-03-16 | 2004-08-02 |
| Rep | 提供資產管理 | 2004-03-16 | 2004-08-02 | |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2003-12-15 |
| Rep | 提供資產管理 | - | 2003-12-15 | |
| Rep | 就證券提供意見 | - | 2004-01-28 |