| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited | Rep | 提供資產管理 | 2025-02-18 | 2025-07-18 |
| Rep | 就證券提供意見 | 2025-01-17 | 2025-07-18 | |
| Rep | 證券交易 | 2025-01-17 | 2025-07-18 | |
| VP Wealth Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2022-08-01 | 2024-12-09 |
| Rep | 證券交易 | 2022-08-01 | 2024-12-09 | |
| Beevest Securities Limited | Rep | 期貨合約交易 | 2005-04-25 | 2005-10-17 |
| Rep | 證券交易 | 2004-01-26 | 2005-10-17 | |
| ASG BROKERAGE LIMITED | Rep | 就機構融資提供意見 | - | 2003-09-08 |
| Rep | 就證券提供意見 | - | 2003-09-08 | |
| Rep | 提供資產管理 | - | 2003-09-08 | |
| Rep | 證券交易 | - | 2003-12-15 | |
| ASG FUTURES LIMITED | Rep | 就期貨合約提供意見 | - | 2003-09-08 |
| Rep | 提供資產管理 | - | 2003-09-08 | |
| Rep | 期貨合約交易 | - | 2003-12-15 |