Personnel Hong Kong SFC License Details (ID 104075)

Personnel Hong Kong SFC License Details (ID 104075)

主要資料證監會牌照公開紀律行動

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

顯示機構舊稱

只顯示現有牌照

機構	角色	受規管活動	開始日期	結束日期
MIB SECURITIES (HONG KONG) LIMITED	RO	證券交易	2022-11-08	-
MIB FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2021-09-28	2025-05-15
MIB SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2021-09-28	2022-11-08
Granville Financial Services Company Limited	Rep	期貨合約交易	2018-04-04	2020-02-07
	Rep	證券交易	2018-04-04	2020-02-07
Astrum Capital Management Limited (HK)	Rep	期貨合約交易	2017-12-04	2018-04-03
	Rep	證券交易	2017-12-04	2018-04-03
Citigroup Global Markets Asia Limited	Rep	證券交易	2008-07-17	2009-12-11
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期貨合約交易	2008-07-17	2009-12-11
BEAR STEARNS ASIA LIMITED	Rep	期貨合約交易	2007-06-28	2008-06-01
	Rep	證券交易	2007-05-29	2008-06-01
Credit Agricole Securities (Asia) Limited	Rep	證券交易	2006-12-05	2007-05-21
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自動化交易服務	2005-04-14	2006-09-21
Credit Suisse (Hong Kong) Limited	Rep	證券交易	2004-04-02	2006-09-21
Credit Suisse Futures (Hong Kong) Limited	Rep	期貨合約交易	2004-04-02	2006-09-21