| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Success Securities Limited | Rep | 證券交易 | 2008-10-27 | 2009-07-31 |
| Success Futures and Foreign Exchange Limited | Rep | 期貨合約交易 | 2008-08-27 | 2009-07-31 |
| Rep | 槓桿式外匯交易 | 2007-09-03 | 2009-07-31 | |
| HONG KONG FOREX INVESTMENT LIMITED | Rep | 槓桿式外匯交易 | 2005-05-21 | 2007-08-11 |