| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2006-05-30 | 2010-01-16 |
| VC BROKERAGE LIMITED | Rep | 證券交易 | 2003-07-22 | 2006-05-24 |
| CORPORATE BROKERS LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-21 |
| Rep | 就證券提供意見 | - | 2003-07-21 | |
| Rep | 提供資產管理 | - | 2003-07-21 | |
| Rep | 提供自動化交易服務 | - | 2003-07-21 | |
| Rep | 證券交易 | - | 2003-07-22 |