| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 提供自動化交易服務 | 2008-11-07 | 2009-03-31 |
| Rep | 期貨合約交易 | 2008-11-07 | 2009-03-31 | |
| Rep | 證券交易 | 2005-04-14 | 2009-03-31 | |
| Credit Suisse Futures (Hong Kong) Limited | Rep | 就期貨合約提供意見 | - | 2005-02-15 |
| Rep | 提供資產管理 | - | 2005-02-15 | |
| Rep | 提供自動化交易服務 | - | 2008-11-24 | |
| Rep | 期貨合約交易 | - | 2008-11-24 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 提供自動化交易服務 | - | 2003-08-22 |
| Rep | 就機構融資提供意見 | - | 2005-02-15 | |
| Rep | 就證券提供意見 | - | 2005-02-15 | |
| Rep | 提供資產管理 | - | 2005-02-15 | |
| Rep | 證券交易 | - | 2009-03-31 |