| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PEAK CAPITAL LIMITED (b2004-03-30) | Rep | 提供資產管理 | 2020-05-18 | 2021-08-06 |
| Rep | 證券交易 | 2020-05-18 | 2021-08-06 | |
| Rep | 就證券提供意見 | 2019-01-28 | 2021-08-06 | |
| GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED | RO | 就證券提供意見 | 2018-07-23 | 2018-11-21 |
| Rep | 就證券提供意見 | 2017-10-19 | 2018-07-23 | |
| Julius Baer (Hong Kong) Limited | Rep | 就證券提供意見 | 2010-09-09 | 2011-06-13 |
| Rep | 證券交易 | 2010-09-09 | 2011-06-13 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就證券提供意見 | 2007-10-24 | 2009-01-16 |