| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 提供資產管理 | 2012-10-17 | - |
| Rep | 證券交易 | 2012-10-17 | - | |
| THADDEUS CAPITAL MANAGEMENT (HK) LIMITED | Rep | 提供資產管理 | 2007-09-11 | 2012-02-29 |
| TC Investment Management (Asia) Limited | Rep | 就期貨合約提供意見 | 2006-01-04 | 2007-09-07 |
| Rep | 提供資產管理 | 2005-09-26 | 2007-09-07 | |
| DESCARTES GLOBAL ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2004-10-27 | 2005-07-26 |