| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就證券提供意見 | 2025-12-02 | - |
| RO | 證券交易 | 2025-12-02 | - | |
| Rep | 就證券提供意見 | 2024-01-23 | 2025-12-02 | |
| Rep | 證券交易 | 2024-01-23 | 2025-12-02 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2024-01-23 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-06-08 | 2023-08-08 |
| Rep | 就證券提供意見 | 2021-06-08 | 2023-08-08 | |
| Rep | 證券交易 | 2021-06-08 | 2023-08-08 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2019-06-03 | 2021-02-24 |
| Rep | 證券交易 | 2018-12-03 | 2021-02-24 | |
| Rep | 就機構融資提供意見 | 2018-10-22 | 2021-02-24 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | 2018-09-17 | 2018-09-21 |
| ABCI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2017-05-16 | 2018-08-20 |
| Rep | 證券交易 | 2017-05-16 | 2018-08-20 |
已採集記錄中暫無金管局登記。