| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2012-03-29 | 2018-05-03 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2008-02-04 | 2009-11-06 |
| Rep | 證券交易 | 2008-02-04 | 2009-11-06 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2008-02-04 | 2009-11-06 |
| SG SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | - | 2003-07-01 |
| Rep | 就證券提供意見 | - | 2003-07-01 | |
| Rep | 提供資產管理 | - | 2003-07-01 |