| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 證券交易 | 2021-02-04 | 2024-05-31 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2012-01-13 | 2018-05-24 |
| Rep | 就證券提供意見 | 2012-01-13 | 2018-06-11 | |
| Rep | 證券交易 | 2011-09-19 | 2018-06-11 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | - | 2004-02-11 |
| Rep | 就證券提供意見 | - | 2004-02-11 | |
| Rep | 提供自動化交易服務 | - | 2004-02-11 | |
| Rep | 證券交易 | - | 2009-08-12 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | - | 2004-02-11 |
| Rep | 期貨合約交易 | - | 2009-08-12 |