| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | 就證券提供意見 | 2008-10-08 | 2010-02-01 |
| Rep | 提供資產管理 | 2008-10-08 | 2010-02-01 | |
| Rep | 證券交易 | 2008-10-08 | 2010-02-01 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 證券交易 | 2007-04-10 | 2008-09-11 |
| Rep | 就證券提供意見 | 2005-05-18 | 2008-09-11 | |
| Rep | 提供資產管理 | 2005-05-18 | 2008-09-11 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 證券交易 | 2005-05-18 | 2008-09-11 |
| HPEF Capital Partners Limited | Rep | 就證券提供意見 | 2004-09-20 | 2005-05-09 |
| Rep | 就機構融資提供意見 | - | 2004-03-15 | |
| Rep | 就證券提供意見 | - | 2004-04-15 | |
| Rep | 提供資產管理 | - | 2005-05-09 |