| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HIGHISLAND CAPITAL PARTNERS LIMITED | RO | 提供資產管理 | 2012-07-04 | 2014-08-25 |
| GLG Partners Hong Kong Limited | RO | 就證券提供意見 | 2010-11-30 | 2012-05-31 |
| RO | 提供資產管理 | 2010-11-30 | 2012-05-31 | |
| RO | 期貨合約交易 | 2010-11-30 | 2012-05-31 | |
| RO | 證券交易 | 2010-11-30 | 2012-05-31 | |
| Morgan Stanley Asia Limited | RO | 證券交易 | 2008-02-22 | 2008-11-19 |
| Morgan Stanley Hong Kong Futures Limited | RO | 期貨合約交易 | 2008-02-22 | 2008-11-19 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2003-05-15 | 2008-02-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自動化交易服務 | - | 2003-05-13 |
| Rep | 期貨合約交易 | - | 2008-02-22 |