| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HSBC FUTURES (SINGAPORE) PTE LTD | Rep | 期貨合約交易 | 2006-01-12 | 2006-03-23 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 就期貨合約提供意見 | - | 2003-12-30 |
| Rep | 提供資產管理 | - | 2003-12-30 | |
| Rep | 期貨合約交易 | - | 2006-01-01 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | - | 2003-12-30 |
| Rep | 就證券提供意見 | - | 2003-12-30 | |
| Rep | 提供資產管理 | - | 2003-12-30 | |
| Rep | 證券交易 | - | 2006-01-01 |