| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | 就證券提供意見 | 2012-03-23 | 2014-09-16 |
| Rep | 證券交易 | 2012-03-23 | 2014-09-16 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2008-10-10 | 2009-06-09 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2005-11-25 | 2008-09-29 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2005-11-25 | 2008-09-29 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2005-01-14 | 2005-10-14 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 證券交易 | 2005-01-14 | 2005-10-14 |