| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| PEAK CAPITAL LIMITED (b2004-03-30) | Rep | 就證券提供意見 | 2022-04-26 | 2022-07-08 |
| Rep | 提供資產管理 | 2022-04-26 | 2022-07-08 | |
| Rep | 證券交易 | 2022-04-26 | 2022-07-08 | |
| BEAR BRIGHT LIMITED | Rep | 證券交易 | 2017-08-15 | 2017-11-15 |
| OnePlatform Asset Management Limited | Rep | 證券交易 | 2010-06-24 | 2010-06-29 |
| Rep | 就證券提供意見 | 2009-08-19 | 2010-06-24 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2008-10-10 | 2008-12-13 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2006-03-16 | 2008-09-29 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | - | 2004-02-11 |
| Rep | 就證券提供意見 | - | 2004-02-11 | |
| Rep | 提供自動化交易服務 | - | 2004-02-11 | |
| Rep | 證券交易 | - | 2006-03-04 |