| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| OIL Assets Securities Limited | Rep | 證券交易 | 2020-08-06 | 2024-12-18 |
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2020-07-21 |
| Rep | 證券交易 | 2014-01-21 | 2017-10-02 | |
| Anli Securities Limited | Rep | 證券交易 | 2003-08-15 | 2013-12-27 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 就期貨合約提供意見 | - | 2003-08-08 |
| Rep | 提供資產管理 | - | 2003-08-08 | |
| Rep | 提供自動化交易服務 | - | 2003-08-08 | |
| Rep | 期貨合約交易 | - | 2003-08-08 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 就機構融資提供意見 | - | 2003-08-08 |
| Rep | 就證券提供意見 | - | 2003-08-08 | |
| Rep | 提供資產管理 | - | 2003-08-08 | |
| Rep | 提供自動化交易服務 | - | 2003-08-08 | |
| Rep | 證券交易 | - | 2003-08-08 |