| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | RO | 就證券提供意見 | 2014-08-18 | 2016-02-10 |
| RO | 證券交易 | 2014-08-18 | 2016-02-10 | |
| AllianceBernstein Hong Kong Limited | RO | 就證券提供意見 | 2006-06-16 | 2011-04-08 |
| RO | 提供資產管理 | 2006-06-16 | 2011-04-08 | |
| Rep | 就期貨合約提供意見 | 2006-06-09 | 2011-04-08 | |
| Rep | 證券交易 | 2006-06-09 | 2011-04-08 | |
| Rep | 就證券提供意見 | 2005-01-19 | 2006-06-16 | |
| Rep | 提供資產管理 | 2005-01-19 | 2006-06-16 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就機構融資提供意見 | - | 2004-05-05 |
| Rep | 就證券提供意見 | - | 2005-01-19 | |
| Rep | 提供資產管理 | - | 2005-01-19 |