| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Carret Private Capital Limited | Rep | 提供資產管理 | 2020-12-11 | - |
| Rep | 就證券提供意見 | 2020-10-09 | - | |
| Rep | 證券交易 | 2020-10-09 | - | |
| CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | 提供資產管理 | 2017-03-03 | 2017-04-30 |
| IAM LEGACY LIMITED | Rep | 就證券提供意見 | 2013-09-19 | 2014-05-02 |
| JS SECURITIES LIMITED (HK) | Rep | 證券交易 | 2013-06-07 | 2013-09-02 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | 證券交易 | 2012-01-09 | 2013-03-11 |
| CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2005-05-05 | 2007-02-05 |
| Rep | 提供資產管理 | 2005-05-05 | 2007-02-05 |
已採集記錄中暫無金管局登記。