| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 期貨合約交易 | 2012-08-29 | 2014-01-22 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 證券交易 | 2011-10-10 | 2016-03-28 |
| Rep | 證券交易 | 2011-03-23 | 2011-08-30 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 證券交易 | 2008-03-20 | 2011-01-25 |