| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS) | RO | 就證券提供意見 | 2024-12-18 | - |
| RO | 證券交易 | 2024-12-18 | - | |
| Rep | 就證券提供意見 | 2024-07-25 | 2024-12-18 | |
| Rep | 證券交易 | 2024-07-25 | 2024-12-18 | |
| Pulse Wealth Limited | RO | 就證券提供意見 | 2022-08-17 | 2023-12-08 |
| RO | 證券交易 | 2022-08-17 | 2023-12-08 | |
| Manulife Investment Management (Hong Kong) Limited | RO | 證券交易 | 2013-12-20 | 2019-09-06 |
| UNI-ALPHA FUTURES LIMITED | Rep | 就期貨合約提供意見 | 2003-04-01 | 2003-04-12 |
| Rep | 提供資產管理 | 2003-04-01 | 2003-04-12 | |
| Rep | 期貨合約交易 | 2003-04-01 | 2003-04-12 | |
| UNI-ALPHA SECURITIES LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2003-04-12 |
| Rep | 就證券提供意見 | 2003-04-01 | 2003-04-12 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-04-12 | |
| Rep | 證券交易 | 2003-04-01 | 2003-04-12 |
已採集記錄中暫無金管局登記。