| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Waton Securities International Limited | Rep | 證券交易 | 2007-05-02 | 2009-07-08 |
| FULBRIGHT FUTURES LIMITED | Rep | 期貨合約交易 | 2006-01-04 | 2006-12-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | 就機構融資提供意見 | - | 2004-11-09 |
| Rep | 就證券提供意見 | - | 2004-11-09 | |
| Rep | 提供資產管理 | - | 2004-11-09 | |
| Rep | 提供自動化交易服務 | - | 2004-11-09 | |
| Rep | 證券交易 | - | 2006-12-01 |