| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 證券交易 | 2006-12-01 | 2010-11-07 |
| Quam Securities Limited | Rep | 證券交易 | 2005-01-28 | 2005-07-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2003-10-07 | 2004-12-28 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | 就證券提供意見 | - | 2003-07-31 |
| Rep | 提供資產管理 | - | 2003-07-31 |