Personnel Hong Kong SFC License Details (ID 104928)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
Quam Securities Limited	Rep	期貨合約交易	2011-01-14	2011-07-01
	Rep	證券交易	2011-01-14	2011-07-01
MIB FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2010-06-03	2010-12-01
MIB SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2010-06-03	2010-12-01
Well Link International Securities Limited	Rep	期貨合約交易	2010-01-08	2010-05-08
WINWIN SECURITIES LIMITED	Rep	證券交易	2010-01-08	2010-05-08
PHILLIP COMMODITIES (HK) LIMITED	Rep	期貨合約交易	2008-03-10	2010-01-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	證券交易	2008-03-10	2010-01-01
RHB FUTURES HONG KONG LIMITED	Rep	期貨合約交易	2007-03-15	2008-02-16
RHB SECURITIES HONG KONG LIMITED	Rep	證券交易	2007-03-15	2008-02-16
Well Link International Securities Limited	Rep	期貨合約交易	2006-09-25	2007-03-10
WINWIN SECURITIES LIMITED	Rep	證券交易	2006-09-25	2007-03-10
VC BROKERAGE LIMITED	Rep	證券交易	2003-12-16	2006-09-15
VC FUTURES LIMITED	Rep	期貨合約交易	2003-12-16	2006-09-15
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	就期貨合約提供意見	-	2003-05-29
	Rep	提供資產管理	-	2003-05-29
	Rep	期貨合約交易	-	2003-12-15
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	就機構融資提供意見	-	2003-05-29
	Rep	就證券提供意見	-	2003-05-29
	Rep	提供資產管理	-	2003-05-29
	Rep	提供自動化交易服務	-	2003-09-11
	Rep	證券交易	-	2003-12-15
SHENYIN WANGUO BROKERAGE (H.K.) LIMITED	Rep	就機構融資提供意見	-	2003-05-29
	Rep	就證券提供意見	-	2003-05-29
	Rep	提供資產管理	-	2003-05-29
	Rep	證券交易	-	2003-05-29