| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2011-03-15 | 2011-06-07 |
| Rep | 就證券提供意見 | 2011-03-15 | 2011-06-07 | |
| Rep | 證券交易 | 2011-03-15 | 2011-06-07 | |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2007-10-02 | 2010-09-11 |
| Rep | 證券交易 | 2007-10-02 | 2010-09-11 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 證券交易 | 2004-11-18 | 2006-09-09 |
| Rep | 就證券提供意見 | - | 2004-11-16 | |
| Rep | 提供資產管理 | - | 2004-11-16 | |
| Rep | 就機構融資提供意見 | - | 2006-09-09 |